Письмо Банка России от 12.05.2011 N 69-Т
О мерах по выполнению резолюций Совета Безопасности ООН в отношении Демократической Республики Конго

Оглавление

ЦЕНТРАЛЬНЫЙ БАНК РОССИЙСКОЙ ФЕДЕРАЦИИ

ПИСЬМО от 12 мая 2011 г. N 69-Т

О МЕРАХ ПО ВЫПОЛНЕНИЮ РЕЗОЛЮЦИЙ СОВЕТА БЕЗОПАСНОСТИ ООН В ОТНОШЕНИИ ДЕМОКРАТИЧЕСКОЙ РЕСПУБЛИКИ КОНГО

По информации, полученной из Министерства иностранных дел Российской Федерации, решением Комитета Совета Безопасности ООН, учрежденного резолюцией Совета Безопасности ООН 1533 от 12 марта 2004 г., с 1 декабря 2010 года обновлен список физических и юридических лиц, на которых распространяется действие мер, предусмотренных пунктом 15 резолюции Совета Безопасности ООН 1596 (2005) с учетом последующих резолюций Совета Безопасности ООН в отношении Демократической Республики Конго (далее - список).

В связи с этим в целях обеспечения исполнения положений Указов Президента Российской Федерации от 24 июня 2005 г. N 720 "О мерах по выполнению резолюции Совета Безопасности ООН 1596 от 18 апреля 2005 г." и от 17 октября 2008 г. N 1490 "О мерах в связи с принятием резолюции Совета Безопасности ООН 1807 от 31 марта 2008 г." направляется актуализированный список.

Доведите настоящее письмо до сведения кредитных организаций.

Заместитель председателя Банка России
В.Н.МЕЛЬНИКОВ

Приложение
к письму Банка России
от 12.05.2011 N 69-Т

СПИСОК ФИЗИЧЕСКИХ И ЮРИДИЧЕСКИХ ЛИЦ, НА КОТОРЫХ РАСПРОСТРАНЯЕТСЯ ДЕЙСТВИЕ МЕР, ПРЕДУСМОТРЕННЫХ ПУНКТАМИ 13 И 15 РЕЗОЛЮЦИИ СОВЕТА БЕЗОПАСНОСТИ ООН 1596 ОТ 18 АПРЕЛЯ 2005 Г., ПРИМЕНЯЕМЫМИ С УЧЕТОМ ПОСЛЕДУЮЩИХ РЕЗОЛЮЦИЙ СОВЕТА БЕЗОПАСНОСТИ ООН В ОТНОШЕНИИ ДЕМОКРАТИЧЕСКОЙ РЕСПУБЛИКИ КОНГО

┌─────────────┬─────────┬─────────────┬───────────────────┬──────────────────┬───────────────────────────┐
│ LAST NAME   │  FIRST  │   ALIAS     │   DATE OF BIRTH/  │    PASSPORT/     │DESIGNATION/ JUSTIFICATION │
│             │  NAME   │             │   PLACE OF BIRTH  │   IDENTIFYING    │                           │
│             │         │             │                   │   INFORMATION    │                           │
│             │         │             │                   │                  │                           │
│   ФАМИЛИЯ   │   ИМЯ   │ ПСЕВДОНИМЫ  │   ДАТА РОЖДЕНИЯ/  │     ПАСПОРТ/     │       ДЕЯТЕЛЬНОСТЬ        │
│             │         │             │   МЕСТО РОЖДЕНИЯ  │ИДЕНТИФИКАЦИОННЫЕ │                           │
│             │         │             │                   │      ДАННЫЕ      │                           │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│BWAMBALE     │Frank    │Frank        │                   │Left the CNDP in  │Former RCD-ML leader,      │
│             │Kakolele │Kakorere     │                   │January 2008. As  │exercising influence over  │
│             │         │Frank        │                   │of December 2008  │policies and maintaining   │
│             │         │Kakorere     │                   │resides in        │command and control over   │
│             │         │Bwambale     │                   │Kinshasa          │the activities of RCD-ML   │
│             │         │             │                   │                  │forces, one of the armed   │
│             │         │             │                   │                  │groups and militias        │
│             │         │             │                   │                  │referred to in paragraph   │
│             │         │             │                   │                  │20 of Res. 1493 (2003),    │
│             │         │             │                   │                  │responsible for            │
│             │         │             │                   │                  │trafficking of arms, in    │
│             │         │             │                   │                  │violation of the arms      │
│             │         │             │                   │                  │embargo                    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│IYAMUREMYE   │Gaston   │Rumuli       │1948               │Second Vice       │According to multiple      │
│             │         │             │                   │President of FDLR │sources, including the     │
│             │         │Byiringiro   │Musanze District   │                  │UNSC DRC Sanctions         │
│             │         │Victor Rumuli│(Northern          │Brigadier General │Committee's Group of       │
│             │         │             │Province),         │                  │Experts, Gaston Iyamuremye │
│             │         │Victor Rumuri│                   │As of November    │is the second vice         │
│             │         │             │Rwanda Ruhengeri,  │2010, resides     │president of the FDLR and  │
│             │         │Michel       │Rwanda             │either in Kibua,  │is considered a core       │
│             │         │Byiringiro   │                   │North Kivu, DRC,  │member of the FDLR         │
│             │         │             │                   │or in Aru,        │military and political     │
│             │         │             │                   │Orientale         │leadership. Gaston         │
│             │         │             │                   │Province, DRC     │Iyamuremye also ran Ignace │
│             │         │             │                   │                  │Murwanashyaka's (President │
│             │         │             │                   │                  │of the FDLR) office in     │
│             │         │             │                   │                  │Kibua, DRC until December  │
│             │         │             │                   │                  │2009                       │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│KAKWAVU      │Jerome   │Jerome       │                   │Congolese         │Former President of        │
│BUKANDE      │         │Kakwavu      │                   │                  │UCD/FAPC. FAPC's control   │
│             │         │             │                   │Known as:         │of illegal border posts    │
│             │         │             │                   │'Commandant       │between Uganda and the DRC │
│             │         │             │                   │Jerome'           │- a key transit route for  │
│             │         │             │                   │                  │arms flows. As President   │
│             │         │             │                   │As of June 2010,  │of the FAPC, he exercises  │
│             │         │             │                   │has been arrested │influence over policies    │
│             │         │             │                   │and is now being  │and maintains command and  │
│             │         │             │                   │held in Kinshasa  │control over the           │
│             │         │             │                   │central prison.   │activities of FAPC forces, │
│             │         │             │                   │Judicial          │which have been involved   │
│             │         │             │                   │proceedings have  │in arms trafficking and,   │
│             │         │             │                   │been initiated    │consequently, in           │
│             │         │             │                   │against him and   │violations of the arms     │
│             │         │             │                   │two other of the  │embargo. Given the rank of │
│             │         │             │                   │five senior FARDC │General in the FARDC in    │
│             │         │             │                   │officers          │December 2004.             │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │                  │Armed Conflict, he was     │
│             │         │             │                   │                  │responsible for            │
│             │         │             │                   │                  │recruitment and use of     │
│             │         │             │                   │                  │children in Ituri in 2002. │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │One of five senior FARDC   │
│             │         │             │                   │                  │officers who had been      │
│             │         │             │                   │                  │accused of serious crimes  │
│             │         │             │                   │                  │involving sexual violence  │
│             │         │             │                   │                  │and whose cases the        │
│             │         │             │                   │                  │Security Council had       │
│             │         │             │                   │                  │brought to the             │
│             │         │             │                   │                  │Government's attention     │
│             │         │             │                   │                  │during its visit in 2009   │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│KATANGA      │Germain  │             │                   │Congolese         │FRPI chief. Appointed      │
│             │         │             │                   │                  │General in the FARDC in    │
│             │         │             │                   │Under house arrest│December 2004. Involved in │
│             │         │             │                   │in Kinshasa from  │weapons transfers, in      │
│             │         │             │                   │March 2005 for    │violation of the arms      │
│             │         │             │                   │FRPI involvement  │embargo.                   │
│             │         │             │                   │in human rights   │                           │
│             │         │             │                   │abuses.           │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │Handed over by the│Armed Conflict, he was     │
│             │         │             │                   │Government of the │responsible for            │
│             │         │             │                   │DRC to the        │recruitment and use of     │
│             │         │             │                   │International     │children in Ituri from     │
│             │         │             │                   │Criminal Court on │2002 to 2003               │
│             │         │             │                   │18 October 2007   │                           │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│LUBANGA      │Thomas   │             │Ituri              │Congolese         │President of the UPC/L,    │
│             │         │             │                   │                  │one of the armed groups    │
│             │         │             │                   │Arrested in       │and militias referred to   │
│             │         │             │                   │Kinshasa in March │in paragraph 20 of Res.    │
│             │         │             │                   │2005 for UPC/L    │1493 (2003), involved in   │
│             │         │             │                   │involvement in    │the trafficking of arms,   │
│             │         │             │                   │human rights      │in violation of the arms   │
│             │         │             │                   │abuses violations.│embargo.                   │
│             │         │             │                   │                  │                           │
│             │         │             │                   │Transferred to the│According to the Office of │
│             │         │             │                   │ICC by the        │the SRSG on Children and   │
│             │         │             │                   │Congolese         │Armed Conflict, he was     │
│             │         │             │                   │authorities on 17 │responsible for            │
│             │         │             │                   │March 2006.       │recruitment and use of     │
│             │         │             │                   │                  │children in Ituri from     │
│             │         │             │                   │As of December    │2002 to 2003               │
│             │         │             │                   │2008 is being     │                           │
│             │         │             │                   │tried for war     │                           │
│             │         │             │                   │crimes            │                           │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MANDRO       │Khawa    │Kawa Panga   │20 August 1973,    │Congolese         │Ex-President of PUSIC, one │
│             │Panga    │             │Bunia              │                  │of the armed groups and    │
│             │         │Kawa Panga   │                   │Known as:         │militia referred to in     │
│             │         │Mandro       │                   │"Chief Kahwa"     │paragraph 20 of Res. 1493  │
│             │         │             │                   │"Kawa"            │(2003) involved in arms    │
│             │         │Kawa Mandro  │                   │                  │trafficking, in violation  │
│             │         │             │                   │Arrested by       │of the arms embargo. In    │
│             │         │Yves Andoul  │                   │Congolese         │prison in Bunia since      │
│             │         │Karim        │                   │authorities in    │04/05 for sabotage of the  │
│             │         │             │                   │October 2005,     │Ituri peace process.       │
│             │         │Mandro Panga │                   │acquitted by the  │                           │
│             │         │Kahwa        │                   │Court of Appeal in│According to the Office of │
│             │         │             │                   │Kisangani,        │the SRSG on Children and   │
│             │         │Yves Khawa   │                   │subsequently      │Armed Conflict, he was     │
│             │         │Panga Mandro │                   │transferred to the│responsible for            │
│             │         │             │                   │judicial          │recruitment and use of     │
│             │         │             │                   │authorities in    │children from 2001 to 2002 │
│             │         │             │                   │Kinshasa on new   │                           │
│             │         │             │                   │charges of crimes │                           │
│             │         │             │                   │against humanity, │                           │
│             │         │             │                   │war crimes,       │                           │
│             │         │             │                   │murder, aggravated│                           │
│             │         │             │                   │assault and       │                           │
│             │         │             │                   │battery           │                           │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MBARUSHIMANA │Callixte │             │24 July 1963,      │Rwandan           │Executive Secretary of the │
│             │         │             │Ndusu/Ruhen geri   │                  │FDLR and Vice-President of │
│             │         │             │Northern Province, │Current location: │the FDLR military high     │
│             │         │             │Rwanda             │Paris or Thais,   │command.                   │
│             │         │             │                   │France            │                           │
│             │         │             │                   │                  │Political/Military leader  │
│             │         │             │                   │                  │of a foreign armed group   │
│             │         │             │                   │                  │operating in the           │
│             │         │             │                   │                  │Democratic Republic of the │
│             │         │             │                   │                  │Congo, impeding the        │
│             │         │             │                   │                  │disarmament and the        │
│             │         │             │                   │                  │voluntary repatriation and │
│             │         │             │                   │                  │resettlement of            │
│             │         │             │                   │                  │combatants, per Security   │
│             │         │             │                   │                  │Council resolution 1857    │
│             │         │             │                   │                  │(2008) OP 4 (b)            │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MPAMO        │Iruta    │Mpano        │28 December 1965,  │Congolese         │Owner/Manager of the       │
│             │Douglas  │             │Bashali, Masisi    │                  │Compagnie Aerienne des     │
│             │         │Douglas Iruta│                   │Based in Goma and │Grands Lacs and of Great   │
│             │         │Mpamo        │29 December 1965,  │Gisenyi, Rwanda.  │Lakes Business Company,    │
│             │         │             │Goma, DRC (formerly│Frequently travels│whose aircraft were used   │
│             │         │             │Zaire)             │across            │to provide assistance to   │
│             │         │             │                   │international     │armed groups and militias  │
│             │         │             │                   │border between    │referred to in paragraph   │
│             │         │             │                   │Rwanda and Congo. │20 of Res. 1493 (2003).    │
│             │         │             │                   │                  │Also responsible for       │
│             │         │             │                   │Address:          │disguising information on  │
│             │         │             │                   │Bld Kanyamuhanga  │flights and cargo          │
│             │         │             │                   │52, Goma          │apparently to allow for    │
│             │         │             │                   │                  │the violation of the arms  │
│             │         │             │                   │                  │embargo                    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MUDACUMURA   │Sylvestre│             │                   │Rwandan           │FDLR commander, exercising │
│             │         │             │                   │                  │influence over policies,   │
│             │         │             │                   │Known as:         │and maintaining command    │
│             │         │             │                   │"Radja"           │and control over the       │
│             │         │             │                   │"Mupenzi Bernard" │activities of FDLR forces, │
│             │         │             │                   │"General Major    │one of the armed groups    │
│             │         │             │                   │Mupenzi"          │and militias referred to   │
│             │         │             │                   │"General          │in paragraph 20 of Res.    │
│             │         │             │                   │Mudacumura"       │1493 (2003), involved in   │
│             │         │             │                   │                  │trafficking of arms, in    │
│             │         │             │                   │As of November    │violation of the arms      │
│             │         │             │                   │2009, continues to│embargo.                   │
│             │         │             │                   │serve as FDLR-FOCA│                           │
│             │         │             │                   │military          │Mudacumura (or staff) was  │
│             │         │             │                   │commander.        │in telephone communication │
│             │         │             │                   │                  │with FDLR leader           │
│             │         │             │                   │Based in Kibua,   │Murwanashyaka in Germany,  │
│             │         │             │                   │Masisi territory, │including at the time of   │
│             │         │             │                   │DRC               │the Busurungi Massacre May │
│             │         │             │                   │                  │2009, and military         │
│             │         │             │                   │                  │commander Major Guillaume  │
│             │         │             │                   │                  │during Umoja Welu and      │
│             │         │             │                   │                  │Kimia 11 operations in     │
│             │         │             │                   │                  │2009.                      │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │                  │Armed Conflict, he was     │
│             │         │             │                   │                  │responsible for 27 cases   │
│             │         │             │                   │                  │of recruitment and use of  │
│             │         │             │                   │                  │children by troops under   │
│             │         │             │                   │                  │his command in North Kivu  │
│             │         │             │                   │                  │from 2002 to 2007          │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MUGARAGU     │Leodomir │Manzi Leon   │1954               │Address: Katoyi,  │According to open-source   │
│             │         │             │                   │North Kivu, DRC   │and official reporting,    │
│             │         │Leo Manzi    │1953               │                  │Leodomir Mugaragu is the   │
│             │         │             │                   │FDLR/FOCA Chief of│Chief of Staff of the      │
│             │         │             │Kigali, Rwanda     │Staff             │Forces Combattantes        │
│             │         │             │                   │                  │Abucunguzi/Combatant Force │
│             │         │             │Rushashi (Northern │Brigadier General │for the Liberation of      │
│             │         │             │Province), Rwanda  │                  │Rwanda (FOCA), the FDLR's  │
│             │         │             │                   │                  │armed wing. According to   │
│             │         │             │                   │                  │official reporting         │
│             │         │             │                   │                  │Mugaragu is a senior       │
│             │         │             │                   │                  │planner for FDLR's         │
│             │         │             │                   │                  │military operations in the │
│             │         │             │                   │                  │eastern DRC                │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MUJYAMBERE   │Leopold  │Musenyeri    │17 March 1962,     │Rwandan           │Commander of the Second    │
│             │         │             │Kigali, Rwanda     │                  │Division of FOCA/the       │
│             │         │Achille      │                   │Rank: Colonel     │Reserve Brigades (an FDLR  │
│             │         │             │Est. 1966          │                  │armed branch). Military    │
│             │         │Frere Petrus │                   │Current location: │leader of a foreign armed  │
│             │         │Ibrahim      │                   │Mwenga, South     │group operating in the     │
│             │         │             │                   │Kivu, DRC         │Democratic Republic of the │
│             │         │             │                   │                  │Congo, impeding the        │
│             │         │             │                   │                  │disarmament and the        │
│             │         │             │                   │                  │voluntary repatriation and │
│             │         │             │                   │                  │resettlement of            │
│             │         │             │                   │                  │combatants, in violation   │
│             │         │             │                   │                  │of Security Council        │
│             │         │             │                   │                  │resolution 1857 (2008) OP 4│
│             │         │             │                   │                  │(b). In evidence           │
│             │         │             │                   │                  │collated by the UNSC DRC   │
│             │         │             │                   │                  │Sanctions Committee Group  │
│             │         │             │                   │                  │of Experts, detailed in    │
│             │         │             │                   │                  │its report of 13 February  │
│             │         │             │                   │                  │2008, girls recovered from │
│             │         │             │                   │                  │FDLR-FOCA had previously   │
│             │         │             │                   │                  │been abducted and sexually │
│             │         │             │                   │                  │abused. Since mid-2007,    │
│             │         │             │                   │                  │FDLR-FOCA, which           │
│             │         │             │                   │                  │previously recruited boys  │
│             │         │             │                   │                  │in their mid to late       │
│             │         │             │                   │                  │teens, has been forcefully │
│             │         │             │                   │                  │recruiting youth from the  │
│             │         │             │                   │                  │age of 10 years. The       │
│             │         │             │                   │                  │youngest are then used as  │
│             │         │             │                   │                  │escorts, and older         │
│             │         │             │                   │                  │children are deployed as   │
│             │         │             │                   │                  │soldiers on the frontline, │
│             │         │             │                   │                  │in violation of Security   │
│             │         │             │                   │                  │Council resolution 1857    │
│             │         │             │                   │                  │(2008) OP 4 (d) and (e)    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MURWANASHY-  │Dr.      │Ignace       │14 May 1963, Butera│Rwandan           │President of the FDLR, and │
│AKA          │Ignace   │             │(Rwanda)           │Resident in       │supreme commander of the   │
│             │         │             │                   │Germany           │FDLR armed forces          │
│             │         │             │Ngoma, Butare      │                  │exercising influence over  │
│             │         │             │(Rwanda)           │As of November    │policies, and maintaining  │
│             │         │             │                   │2009, still       │command and control over   │
│             │         │             │                   │recognized as the │the activities of FDLR     │
│             │         │             │                   │President of the  │forces, one of the armed   │
│             │         │             │                   │FDLR-FOCA         │groups and militias        │
│             │         │             │                   │political branch  │referred to in paragraph   │
│             │         │             │                   │and supreme       │20 of Res. 1493 (2003),    │
│             │         │             │                   │commander of the  │involved in trafficking of │
│             │         │             │                   │FDLR armed forces.│arms, in violation of the  │
│             │         │             │                   │                  │arms embargo.              │
│             │         │             │                   │Arrested by German│                           │
│             │         │             │                   │Federal Police on │In telephone communication │
│             │         │             │                   │17 November 2009  │with FDLR military field   │
│             │         │             │                   │on suspicion of   │commanders (including      │
│             │         │             │                   │committing crimes │during the Busurungi May   │
│             │         │             │                   │against humanity  │2009 massacre); gave       │
│             │         │             │                   │and war crimes in │military orders to the     │
│             │         │             │                   │the DRC, as well  │high command; involved in  │
│             │         │             │                   │as on the basis of│coordinating the transfer  │
│             │         │             │                   │other charges     │of arms and ammunition to  │
│             │         │             │                   │related to the    │FDLR units and relaying    │
│             │         │             │                   │forming and       │specific instructions for  │
│             │         │             │                   │membership of a   │use; managing large sums   │
│             │         │             │                   │foreign terrorist │of money raised through    │
│             │         │             │                   │organization      │illicit sale of natural    │
│             │         │             │                   │                  │resources in areas of FDLR │
│             │         │             │                   │                  │control (pg. 24 - 25, 83). │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │Traveled to Uganda in 2006 │
│             │         │             │                   │                  │in violation of travel     │
│             │         │             │                   │                  │ban.                       │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │                  │Armed Conflict, he held    │
│             │         │             │                   │                  │command responsibility as  │
│             │         │             │                   │                  │President and military     │
│             │         │             │                   │                  │commander of FDLR for      │
│             │         │             │                   │                  │recruitment and use of     │
│             │         │             │                   │                  │children by the FDLR in    │
│             │         │             │                   │                  │Eastern Congo              │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MUSONI       │Straton  │IO Musoni    │6 April 1961       │Rwandan passport  │Through his leadership of  │
│             │         │             │(possibly 4 June   │expired on 10     │the FDLR, a foreign armed  │
│             │         │             │1961) Mugambazi,   │September 2004    │group operating in the     │
│             │         │             │Kigali, Rwanda     │                  │DRC, Musoni is impeding    │
│             │         │             │                   │Resident in       │the disarmament and        │
│             │         │             │                   │Neuffen, Germany  │voluntary repatriation or  │
│             │         │             │                   │                  │resettlement of combatants │
│             │         │             │                   │As of November    │belonging to those groups, │
│             │         │             │                   │2009, still       │in breach of resolution    │
│             │         │             │                   │recognized as the │1649 (2005)                │
│             │         │             │                   │ st               │                           │
│             │         │             │                   │1   Vice President│                           │
│             │         │             │                   │of the FDLR-FOCA  │                           │
│             │         │             │                   │political branch  │                           │
│             │         │             │                   │and President of  │                           │
│             │         │             │                   │the FDLR military │                           │
│             │         │             │                   │high command.     │                           │
│             │         │             │                   │                  │                           │
│             │         │             │                   │Arrested by German│                           │
│             │         │             │                   │Federal Police on │                           │
│             │         │             │                   │17 November 2009  │                           │
│             │         │             │                   │on suspicion of   │                           │
│             │         │             │                   │committing crimes │                           │
│             │         │             │                   │against humanity  │                           │
│             │         │             │                   │and war crimes in │                           │
│             │         │             │                   │the DRC, as well  │                           │
│             │         │             │                   │as on the basis of│                           │
│             │         │             │                   │other charges     │                           │
│             │         │             │                   │related to the    │                           │
│             │         │             │                   │forming and       │                           │
│             │         │             │                   │membership of a   │                           │
│             │         │             │                   │foreign terrorist │                           │
│             │         │             │                   │organization      │                           │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MUTEBUTSI    │Jules    │Jules        │South Kivu         │Congolese (South  │Former FARDC Deputy        │
│             │         │Mutebusi     │                   │Kivu)             │Military Regional          │
│             │         │             │                   │                  │Commander of 10th MR in    │
│             │         │Jules        │                   │Arrested by the   │April 2004, dismissed for  │
│             │         │Mutebuzi     │                   │Rwandan           │indiscipline and joined    │
│             │         │             │                   │authorities in    │forces with other renegade │
│             │         │Colonel      │                   │December 2007 when│elements of former RCD-G   │
│             │         │Mutebutsi    │                   │he tried to cross │to take town of Bukavu in  │
│             │         │             │                   │the border into   │May 04 by force.           │
│             │         │             │                   │the DRC.          │Implicated in the receipt  │
│             │         │             │                   │Reportedly he is  │of weapons outside of      │
│             │         │             │                   │currently         │FARDC structures and       │
│             │         │             │                   │"restrained."     │provision of supplies to   │
│             │         │             │                   │                  │armed groups and militia   │
│             │         │             │                   │                  │mentioned in paragraph 20  │
│             │         │             │                   │                  │of Res. 1493 (2003), in    │
│             │         │             │                   │                  │violation of the arms      │
│             │         │             │                   │                  │embargo                    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NGUDJOLO     │Mathieu, │Cui Ngudjolo │                   │'Colonel' or      │FNI Chief of Staff and     │
│             │Chui     │             │                   │'General'         │former Chief of Staff of   │
│             │         │             │                   │Surrendered by the│the FRPI, exercising       │
│             │         │             │                   │Government of the │influence over policies    │
│             │         │             │                   │DRC to the        │and maintaining command    │
│             │         │             │                   │International     │and control the activities │
│             │         │             │                   │Criminal Court on │of FRPI forces, one of the │
│             │         │             │                   │7 February 2008   │armed groups and militias  │
│             │         │             │                   │                  │referred to in paragraph   │
│             │         │             │                   │                  │20 of Res. 1493 (2003),    │
│             │         │             │                   │                  │responsible for            │
│             │         │             │                   │                  │trafficking of arms, in    │
│             │         │             │                   │                  │violation of the arms      │
│             │         │             │                   │                  │embargo. Arrested by MONUC │
│             │         │             │                   │                  │in Bunia in October 2003.  │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │                  │Armed Conflict, he was     │
│             │         │             │                   │                  │responsible for            │
│             │         │             │                   │                  │recruitment and use of     │
│             │         │             │                   │                  │children under 15 years    │
│             │         │             │                   │                  │old in Ituri in 2006       │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NJABU        │Floribert│Floribert    │                   │Arrested and      │President of FNI, one of   │
│             │Ngabu    │Njabu        │                   │placed under house│the armed groups and       │
│             │         │             │                   │arrest in Kinshasa│militias referred to in    │
│             │         │Floribert    │                   │from March 2005   │paragraph 20 of Res. 1493  │
│             │         │Ndjabu       │                   │for FNI           │(2003), involved in the    │
│             │         │             │                   │involvement in    │trafficking of arms, in    │
│             │         │Floribert    │                   │human rights      │violation of the arms      │
│             │         │Ngabu Ndjabu │                   │abuses            │embargo                    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NKUNDA       │Laurent  │Nkunda Mihigo│6 February 1967    │Congolese         │Former RCD-G General.      │
│             │         │Laurent      │North Kivu/Rutshuru│                  │Joined forces with other   │
│             │         │             │                   │Known as:         │renegade elements of       │
│             │         │Laurent      │2 February 1967    │"Chairman"        │former RCD-G to take       │
│             │         │Nkunda       │                   │"General Nkunda"  │Bukavu in May 04 by force. │
│             │         │Bwatare      │                   │"Papa Six"        │In receipt of weapons      │
│             │         │             │                   │                  │outside of FARDC in        │
│             │         │Laurent      │                   │Arrested on       │violation of the arms      │
│             │         │Nkundabatware│                   │Rwandan soil in   │embargo. Founder, National │
│             │         │             │                   │January 2009 and  │Congress for the People's  │
│             │         │Laurent      │                   │subsequently      │Defense, 2006; Senior      │
│             │         │Nkunda Mahoro│                   │replaced as       │Officer, Rally for         │
│             │         │Batware      │                   │commander of the  │Congolese Democracy-Goma   │
│             │         │             │                   │CNDP in North Kivu│(RCD-G), 1998 - 2006;      │
│             │         │Laurent      │                   │                  │Officer Rwandan Patriotic  │
│             │         │Nkunda       │                   │                  │Front (RPF), 1992 - 1998.  │
│             │         │Batware      │                   │                  │                           │
│             │         │             │                   │                  │According to the Office of │
│             │         │             │                   │                  │the SRSG on Children and   │
│             │         │             │                   │                  │Armed Conflict, he was     │
│             │         │             │                   │                  │responsible for 264 cases  │
│             │         │             │                   │                  │of recruitment and use of  │
│             │         │             │                   │                  │children by troops under   │
│             │         │             │                   │                  │his command in North Kivu  │
│             │         │             │                   │                  │from 2002 to 2009.         │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │As of November 2009,       │
│             │         │             │                   │                  │despite arrest in Rwanda   │
│             │         │             │                   │                  │in January 2009 and        │
│             │         │             │                   │                  │removal as President of    │
│             │         │             │                   │                  │CNDP, retains some control │
│             │         │             │                   │                  │over CNDP and its          │
│             │         │             │                   │                  │international network      │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NSANZUBUKI-RE│Felicien │Fred Irakeza │1967               │                  │According to multiple      │
│             │         │             │                   │                  │sources, Felicien          │
│             │         │             │Murama,            │                  │Nsanzubukire is the        │
│             │         │             │Kinyinya,          │                  │ st                        │
│             │         │             │Rubungo,           │                  │1   battalion leader of    │
│             │         │             │Kigali,            │                  │the FDLR, and is based in  │
│             │         │             │Rwanda             │                  │the Uvira-Sange area of    │
│             │         │             │                   │                  │South Kivu                 │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │Felicien Nsanzubukire has  │
│             │         │             │                   │                  │been a member of the FDLR  │
│             │         │             │                   │                  │since at least 1994 and    │
│             │         │             │                   │                  │operating in eastern DRC   │
│             │         │             │                   │                  │since October 1998.        │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │The UNSC DRC Sanction      │
│             │         │             │                   │                  │Committee's Group of       │
│             │         │             │                   │                  │Experts reports that       │
│             │         │             │                   │                  │Felicien Nsanzubukire      │
│             │         │             │                   │                  │supervised and coordinated │
│             │         │             │                   │                  │the trafficking of         │
│             │         │             │                   │                  │ammunition and weapons     │
│             │         │             │                   │                  │between at least November  │
│             │         │             │                   │                  │2008 and April 2009 from   │
│             │         │             │                   │                  │the United Republic of     │
│             │         │             │                   │                  │Tanzania, via Lake         │
│             │         │             │                   │                  │Tanganyika, to FDLR units  │
│             │         │             │                   │                  │based in the Uvira and     │
│             │         │             │                   │                  │Fizi areas of South Kivu   │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NTAWUNGUKA   │Pacifique│Colonel Omega│1 January 1964,    │Rwandan           │Commander of the First     │
│             │         │             │Gaseke, Gisenyi    │                  │Division of FOCA (an FDLR  │
│             │         │Nzeri        │Province, Rwanda   │Rank: Colonel     │armed branch). Military    │
│             │         │             │                   │                  │leader of a foreign armed  │
│             │         │Israel       │Est. 1964          │Current Location: │group operating in the     │
│             │         │             │                   │Peti, Walikale -  │Democratic Republic of the │
│             │         │Pacifique    │                   │Masisis border,   │Congo, impeding the        │
│             │         │Ntawungula   │                   │DRC               │disarmament and the        │
│             │         │             │                   │                  │voluntary repatriation and │
│             │         │             │                   │Other:            │resettlement of            │
│             │         │             │                   │Received military │combatants, in violation   │
│             │         │             │                   │training in Egypt │of Security Council        │
│             │         │             │                   │                  │resolution 1857 (2008) OP  │
│             │         │             │                   │                  │4 (b). In evidence         │
│             │         │             │                   │                  │collated by the UNSC DRC   │
│             │         │             │                   │                  │Sanctions Committee Group  │
│             │         │             │                   │                  │of Experts, detailed in    │
│             │         │             │                   │                  │its report of 13 February  │
│             │         │             │                   │                  │2008, girls recovered from │
│             │         │             │                   │                  │FDLR-FOCA had previously   │
│             │         │             │                   │                  │been abducted and sexually │
│             │         │             │                   │                  │abused. Since mid-2007,    │
│             │         │             │                   │                  │FDLR-FOCA, which           │
│             │         │             │                   │                  │previously recruited boys  │
│             │         │             │                   │                  │in their mid to late       │
│             │         │             │                   │                  │teens, has been forcefully │
│             │         │             │                   │                  │recruiting youth from the  │
│             │         │             │                   │                  │age of 10 years. The       │
│             │         │             │                   │                  │youngest are then used as  │
│             │         │             │                   │                  │escorts, and older         │
│             │         │             │                   │                  │children are deployed as   │
│             │         │             │                   │                  │soldiers on the frontline, │
│             │         │             │                   │                  │in violation of Security   │
│             │         │             │                   │                  │Council resolution 1857    │
│             │         │             │                   │                  │(2008) OP 4 (d) and (e)    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NYAKUNI      │James    │             │                   │Ugandan           │Trade partnership with     │
│             │         │             │                   │                  │Commandant Jerome,         │
│             │         │             │                   │                  │particularly smuggling     │
│             │         │             │                   │                  │across the DRC/Uganda      │
│             │         │             │                   │                  │border, including          │
│             │         │             │                   │                  │suspected smuggling of     │
│             │         │             │                   │                  │weapons and military       │
│             │         │             │                   │                  │material in unchecked      │
│             │         │             │                   │                  │trucks. Violation of the   │
│             │         │             │                   │                  │arms embargo and provision │
│             │         │             │                   │                  │of assistance to armed     │
│             │         │             │                   │                  │groups and militia         │
│             │         │             │                   │                  │referred to in paragraph   │
│             │         │             │                   │                  │20 of Res. 1493 (2003),    │
│             │         │             │                   │                  │including financial        │
│             │         │             │                   │                  │support that allows them   │
│             │         │             │                   │                  │to operate militarily      │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│NZEYIMANA    │Stanislas│Deogratias   │1 January 1966,    │Rwandan           │Deputy Commander of the    │
│             │         │Bigaruka     │Mugusa (Butare),   │                  │FOCA (an FDLR armed        │
│             │         │Izabayo      │Rwanda             │As of November    │branch). Military leader   │
│             │         │             │                   │2009, recognized  │of a foreign armed group   │
│             │         │Bigaruka     │Est. 1967          │as Major General  │operating in the           │
│             │         │             │                   │Stanislas         │Democratic Republic of the │
│             │         │Bigurura     │Alt. 28 August 1966│Nzeyimana, FDLR   │Congo, impeding the        │
│             │         │             │                   │Deputy Commander. │disarmament and the        │
│             │         │Izabayo Deo  │                   │                  │voluntary repatriation and │
│             │         │             │                   │Current location: │resettlement of            │
│             │         │Jules Mateso │                   │Kalonge, Masisi,  │combatants, in violation   │
│             │         │Mlamba       │                   │North Kivu,       │of Security Council        │
│             │         │             │                   │DRC or Kibua, DRC.│resolution 1857 (2008) OP 4│
│             │         │             │                   │                  │(b). In evidence collated  │
│             │         │             │                   │Frequent travel to│by the UNSC DRC Sanctions  │
│             │         │             │                   │Kigoma            │Committee Group of         │
│             │         │             │                   │                  │Experts, detailed in its   │
│             │         │             │                   │                  │report of 13 February      │
│             │         │             │                   │                  │2008, girls recovered from │
│             │         │             │                   │                  │FDLR-FOCA had previously   │
│             │         │             │                   │                  │been abducted and sexually │
│             │         │             │                   │                  │abused. Since mid-2007,    │
│             │         │             │                   │                  │FDLR-FOCA, which           │
│             │         │             │                   │                  │previously recruited boys  │
│             │         │             │                   │                  │in their mid to late       │
│             │         │             │                   │                  │teens, has been forcefully │
│             │         │             │                   │                  │recruiting youth from the  │
│             │         │             │                   │                  │age of 10 years. The       │
│             │         │             │                   │                  │youngest are then used as  │
│             │         │             │                   │                  │escorts, and older         │
│             │         │             │                   │                  │children are deployed as   │
│             │         │             │                   │                  │soldiers on the frontline, │
│             │         │             │                   │                  │in violation of Security   │
│             │         │             │                   │                  │Council resolution 1857    │
│             │         │             │                   │                  │(2008) OP 4 (d) and (e)    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│OZIA MAZIO   │Dieudonne│Ozia Mazio   │6 June 1949,       │Congolese         │President of FEC in Aru    │
│             │         │             │Ariwara            │                  │territory. Financial       │
│             │         │             │                   │Known as:         │schemes with Commandant    │
│             │         │             │                   │'Omari'           │Jerome and FAPC and        │
│             │         │             │                   │'Mr Oman'         │smuggling across the       │
│             │         │             │                   │                  │DRC/Uganda border,         │
│             │         │             │                   │Deceased in       │allowing supplies and cash │
│             │         │             │                   │Ariwara on 23     │to be made available to    │
│             │         │             │                   │September 2008    │Commandant Jerome and his  │
│             │         │             │                   │                  │troops. Violation of the   │
│             │         │             │                   │                  │arms embargo, including by │
│             │         │             │                   │                  │providing assistance to    │
│             │         │             │                   │                  │armed groups and militia   │
│             │         │             │                   │                  │referred to in paragraph   │
│             │         │             │                   │                  │20 of Res. 1493 (2003)     │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│TAGANDA      │Bosco    │Bosco        │                   │Congolese         │UPC/L military commander,  │
│             │         │Ntaganda     │                   │                  │exercising influence over  │
│             │         │             │                   │Known as:         │policies and maintaining   │
│             │         │Bosco        │                   │'Terminator'      │command and control over   │
│             │         │Ntagenda     │                   │'Major'           │the activities of UPC/L,   │
│             │         │             │                   │                  │one of the armed groups    │
│             │         │General      │                   │As of November    │and militias referred to   │
│             │         │Taganda      │                   │2009, de facto    │in paragraph 20 of         │
│             │         │             │                   │military head of  │Res. 1493 (2003), involved │
│             │         │             │                   │CNDP following    │in the trafficking of      │
│             │         │             │                   │arrest of General │arms, in violation of the  │
│             │         │             │                   │Laurent Nkunda in │arms embargo. He was       │
│             │         │             │                   │January 2009.     │appointed General in the   │
│             │         │             │                   │Former chief of   │FARDC in December 2004 but │
│             │         │             │                   │staff of the      │refused to accept the      │
│             │         │             │                   │CNDP. Based in    │promotion, therefore       │
│             │         │             │                   │Bunagana and      │remaining outside of the   │
│             │         │             │                   │Rutshuru.         │FARDC.                     │
│             │         │             │                   │                  │                           │
│             │         │             │                   │Since appointment │According to the Office of │
│             │         │             │                   │as the de facto   │the SRSG on Children and   │
│             │         │             │                   │military head of  │Armed Conflict, he was     │
│             │         │             │                   │CNDP in January   │responsible for            │
│             │         │             │                   │2009, has been    │recruitment and            │
│             │         │             │                   │instructed to     │use of children in Ituri   │
│             │         │             │                   │manage integration│in 2002 and 2003, and 155  │
│             │         │             │                   │into FARDC and    │cases of direct and/or     │
│             │         │             │                   │given the post of │command responsibility for │
│             │         │             │                   │deputy operational│recruitment and use of     │
│             │         │             │                   │commander for     │children in North Kivu     │
│             │         │             │                   │Kimia II although │from 2002 to 2009.         │
│             │         │             │                   │this is officially│                           │
│             │         │             │                   │denied by FARDC   │As CNDP Chief of Staff,    │
│             │         │             │                   │                  │had direct and command     │
│             │         │             │                   │                  │responsibility for the     │
│             │         │             │                   │                  │massacre at Kiwanja        │
│             │         │             │                   │                  │(November 2008)            │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│ZIMURINDA    │Innocent │             │September 1, 1972  │Lt. Col.          │According to multiple      │
│             │         │             │                   │                  │sources, Lt Col Innocent   │
│             │         │             │1975               │According to open-│Zimurinda, in his capacity │
│             │         │             │                   │source and        │as one of the commanders   │
│             │         │             │Ngungu, Masisi     │official          │of the FARDC 231 st        │
│             │         │             │Territory, North   │reporting, Lt Col │Brigade, gave orders that  │
│             │         │             │Kivu Province, DRC │Innocent          │resulted in the massacre   │
│             │         │             │                   │Zimurinda was an  │of over 100 Rwandan        │
│             │         │             │                   │officer in the    │refugees, mostly women and │
│             │         │             │                   │Congres National  │children, during an April  │
│             │         │             │                   │pour la Defense du│2009 military operation in │
│             │         │             │                   │Peuple (CNDP)     │the Shalio area.           │
│             │         │             │                   │which was         │                           │
│             │         │             │                   │integrated into   │The UNSC DRC Sanctions     │
│             │         │             │                   │Forces Armees de  │Committee's Group of       │
│             │         │             │                   │la Republique     │Experts reported that Lt   │
│             │         │             │                   │Democratique du   │Col Innocent Zimurinda was │
│             │         │             │                   │Congo (FARDC) in  │witnessed first hand       │
│             │         │             │                   │early 2009        │refusing to release three  │
│             │         │             │                   │                  │children from his command  │
│             │         │             │                   │                  │in Kalehe, on August 29,   │
│             │         │             │                   │                  │2009.                      │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to multiple      │
│             │         │             │                   │                  │sources, Lt Col Innocent   │
│             │         │             │                   │                  │Zimurinda, prior to the    │
│             │         │             │                   │                  │CNDP's integration into    │
│             │         │             │                   │                  │FARDC, participated in a   │
│             │         │             │                   │                  │November 2008 CNDP         │
│             │         │             │                   │                  │operation that resulted in │
│             │         │             │                   │                  │the massacre of 89         │
│             │         │             │                   │                  │civilians, including women │
│             │         │             │                   │                  │and children, in the       │
│             │         │             │                   │                  │region of Kiwanja.         │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │In March 2010, 51 human    │
│             │         │             │                   │                  │rights groups working in   │
│             │         │             │                   │                  │eastern DRC posted a       │
│             │         │             │                   │                  │complaint online alleging  │
│             │         │             │                   │                  │that Lt Col Innocent       │
│             │         │             │                   │                  │Zimurinda was responsible  │
│             │         │             │                   │                  │for multiple human rights  │
│             │         │             │                   │                  │abuses involving the       │
│             │         │             │                   │                  │murder of numerous         │
│             │         │             │                   │                  │civilians, including women │
│             │         │             │                   │                  │and children, between      │
│             │         │             │                   │                  │February 2007 and August   │
│             │         │             │                   │                  │2007. Lt Col Innocent      │
│             │         │             │                   │                  │Zimurinda has also been    │
│             │         │             │                   │                  │accused in the same        │
│             │         │             │                   │                  │complaint to be            │
│             │         │             │                   │                  │responsible for the rape   │
│             │         │             │                   │                  │of a large number of women │
│             │         │             │                   │                  │and girls.                 │
│             │         │             │                   │                  │                           │
│             │         │             │                   │                  │According to a May 21,     │
│             │         │             │                   │                  │2010, statement by the     │
│             │         │             │                   │                  │Special Representative of  │
│             │         │             │                   │                  │the Secretary General for  │
│             │         │             │                   │                  │Children and Armed         │
│             │         │             │                   │                  │Conflict, Innocent         │
│             │         │             │                   │                  │Zimurinda has been         │
│             │         │             │                   │                  │involved in the arbitrary  │
│             │         │             │                   │                  │execution of child         │
│             │         │             │                   │                  │soldiers, including during │
│             │         │             │                   │                  │operation Kimia II.        │
│             │         │             │                   │                  │According to the same      │
│             │         │             │                   │                  │statement, he denied       │
│             │         │             │                   │                  │access by the UN Mission   │
│             │         │             │                   │                  │in the DRC (MONUC) to      │
│             │         │             │                   │                  │screen troops for minors.  │
│             │         │             │                   │                  │According to the UNSC DRC  │
│             │         │             │                   │                  │Sanctions Committee's      │
│             │         │             │                   │                  │Group of Experts, Lt Col   │
│             │         │             │                   │                  │Zimurinda holds direct and │
│             │         │             │                   │                  │command responsibility for │
│             │         │             │                   │                  │child recruitment and for  │
│             │         │             │                   │                  │maintaining children       │
│             │         │             │                   │                  │within troops under his    │
│             │         │             │                   │                  │command                    │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│BUTEMBO      │         │             │Butembo, DRC       │Privately-owned   │Kisoni Kambale (deceased   │
│AIRLINES     │         │             │                   │airline, operates │on 5 July 2007 and         │
│(BAL)        │         │             │                   │out of Butembo    │subsequently de-listed on  │
│             │         │             │                   │                  │24 April 2008) used his    │
│             │         │             │                   │As of December    │airline to transport FNI   │
│             │         │             │                   │2008, BAL no      │gold, rations and weapons  │
│             │         │             │                   │longer holds an   │between Mongbwalu and      │
│             │         │             │                   │aircraft          │Butembo. This constitutes  │
│             │         │             │                   │operating license │'provision of assistance'  │
│             │         │             │                   │in the DRC        │to illegal armed groups in │
│             │         │             │                   │                  │breach of the arms embargo │
│             │         │             │                   │                  │of resolutions 1493 (2003) │
│             │         │             │                   │                  │and 1596 (2005)            │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│CONGOCOM     │         │             │Butembo, DRC       │Gold trading house│CONGOCOM was owned by      │
│TRADING HOUSE│         │             │                   │in Butembo        │Kisoni Kambale (deceased on│
│             │         │             │Tel:               │                  │5 July 2007 and            │
│             │         │             │+253 (0) 99 983 784│                  │subsequently de-listed on  │
│             │         │             │                   │                  │24 April 2008). Kambale    │
│             │         │             │                   │                  │acquired almost all the    │
│             │         │             │                   │                  │gold production in the     │
│             │         │             │                   │                  │Mongbwalu district, which  │
│             │         │             │                   │                  │is controlled by the FNI.  │
│             │         │             │                   │                  │The FNI derive substantial │
│             │         │             │                   │                  │income from taxes imposed  │
│             │         │             │                   │                  │on this production. This   │
│             │         │             │                   │                  │constitutes 'provision of  │
│             │         │             │                   │                  │assistance' to illegal     │
│             │         │             │                   │                  │armed groups in breach of  │
│             │         │             │                   │                  │the arms embargo of        │
│             │         │             │                   │                  │resolutions 1493 (2003)    │
│             │         │             │                   │                  │and 1596 (2005)            │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│COMPAGNIE    │         │             │CAGL Avenue        │As of December    │CAGL and GLBC are          │
│AERIENNE DES │         │             │President Mobutu   │2008, GLBC no     │companies owned by Douglas │
│GRANDS LACS  │         │             │Goma, DRC (CAGL    │longer had any    │MPAMO, an individual       │
│(CAGL)       │         │             │also has an office │operational       │already subject to         │
│             │         │             │in Gisenyi, Rwanda)│aircraft, although│sanctions under resolution │
│GREAT LAKES  │         │             │                   │several aircraft  │1596 (2005). CAGL and GLBC │
│BUSINESS     │         │             │GLBC, PO Box 315,  │continued flying  │were used to transport     │
│COMPANY      │         │             │Goma, DRC (GLBC    │in 2008 despite UN│arms and ammunition in     │
│(GLBC)       │         │             │also has an office │sanctions         │violation of the arms      │
│             │         │             │in Gisenyi, Rwanda)│                  │embargo of resolutions     │
│             │         │             │                   │                  │1493 (2003) and 1596       │
│             │         │             │                   │                  │(2005)                     │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│MACHANGA LTD │         │             │Kampala, Uganda    │Gold export       │MACHANGA bought gold       │
│             │         │             │                   │company           │through a regular          │
│             │         │             │                   │in Kampala        │commercial relationship    │
│             │         │             │                   │(Directors:       │with traders in the DRC    │
│             │         │             │                   │Mr. Rajendra Kumar│tightly linked to          │
│             │         │             │                   │Vaya              │militias. This constitutes │
│             │         │             │                   │and Mr. Hirendra  │'provision of assistance'  │
│             │         │             │                   │M. Vaya)          │to illegal armed groups in │
│             │         │             │                   │                  │breach of the arms embargo │
│             │         │             │                   │                  │of resolutions 1493 (2003) │
│             │         │             │                   │                  │and 1596 (2005)            │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│TOUS POUR    │         │TPD          │Goma, North Kivu   │As of December    │Implicated in violation of │
│LA PAIX ET   │         │             │                   │2008, TPD still   │the arms embargo, by       │
│LE           │         │             │                   │existed and had   │providing assistance to    │
│DEVELOPPEMENT│         │             │                   │offices in several│RCD-G, particularly in     │
│(NGO)        │         │             │                   │towns in Masisi   │supplying trucks to        │
│             │         │             │                   │and Rutshuru      │transport arms and troops, │
│             │         │             │                   │territories, but  │and also by transporting   │
│             │         │             │                   │its activities had│weapons to be distributed  │
│             │         │             │                   │almost ceased     │to parts of the population │
│             │         │             │                   │                  │in Masisi and Rutshuru,    │
│             │         │             │                   │                  │North Kivu, in early 2005  │
├─────────────┼─────────┼─────────────┼───────────────────┼──────────────────┼───────────────────────────┤
│UGANDA       │         │             │Kajoka Street      │Gold export       │UCI bought gold through a  │
│COMMERCIAL   │         │             │Kisemente Kampala, │company in        │regular commercial         │
│IMPEX (UCI)  │         │             │Uganda             │Kampala.          │relationship with traders  │
│LTD          │         │             │Tel:               │(Directors:       │in the DRC tightly linked  │
│             │         │             │+ 256 41 533 578/9;│Mr. J. V. LODHIA -│to militias. This          │
│             │         │             │                   │known as "Chuni" -│constitutes 'provision of  │
│             │         │             │Alternative        │and his son       │assistance' to illegal     │
│             │         │             │address: PO Box    │Mr. Kunal LODHIA) │armed groups in breach of  │
│             │         │             │22709 Kampala,     │                  │the arms embargo of        │
│             │         │             │Uganda             │                  │resolutions 1493 (2003)    │
│             │         │             │                   │                  │and 1596 (2005)            │
└─────────────┴─────────┴─────────────┴───────────────────┴──────────────────┴───────────────────────────┘